Stay informed and compliant with AML/CFT regulations. 

One-stop shop for reporting entities supervised by the Financial Markets Authority (FMA), Department of Internal Affairs (DIA), and Reserve Bank of New Zealand (RBNZ). Access essential resources, including relevant legislation, guidelines, and helpful documents to ensure your business adheres to the latest AML/CFT requirements. Our clients can trust us to take care of their compliance needs.

Customer Due Dilligence & Fact sheet’s
Financial Market Authority Specific Guidance
Reserve Bank Of NewZealand Specific Guidance
Department of Internal Affair’s Specific Guidance

Legislation’s

Legislation’s

AML / CFT

Anti-Money Laundering and Counter Financing Of Terrorism Act 2009

Legislation’s

AML / CFT

Aml/Cft (Definition’s) Regulations 2011

Legislation’s

AML / CFT

Aml/Cft (Exemption’s) Regulation’s 2011

Legislation’s

AML / CFT

Aml/Cft (Requirements And Compliance) Regulations 2011

Legislation’s

AML / CFT

Aml/Cft (Requirements And Compliance) Amendment Regulations 2017

Legislation’s

AML / CFT

Aml/Cft Amendment Act 2017

Legislation’s

AML / CFT

Aml/Cft (Prescribed Transaction Reporting) Regulation’s 2016

Legislation’s

AML / CFT

Aml/Cft (Definition’s) Amendment Regulation’s 2018

Legislation’s

AML / CFT

Aml/Cft (Cross-Border Transportation Of Cash) Amendment Regulation’s 2021

Legislation’s

AML / CFT

Aml/Cft (Exemption’s) Amendment Regulation’s 2021

Legislation’s

AML / CFT

Aml/Cft (Definition’s) Amendment Regulation’s 2021

Legislation’s

AML / CFT

Aml/Cft (Requirement And Compliance) Amendment Regulations 2021

Code Of Practice’s & Guideline’s…

Code Of Practice’s & Guideline’s

CDD Guideline

Enhanced Customer Due Dilligence Guideline

Code Of Practice’s & Guideline’s

AML/CFT Guideline

Aml/Cft Programme Guideline

Code Of Practice’s & Guideline’s

AUDITS Guideline

Guideline for audits of risk assessments and Aml/Cft programmes

Code Of Practice’s & Guideline’s

BENIFICIAL OWNERSHIP Guideline

Benificial Ownership Guideline

Code Of Practice’s & Guideline’s

COUNTRY RISK Guideline

Countries Risk Assessment Guideline

Code Of Practice’s & Guideline’s

GROUP FORMATION Guideline

Designated Business Group-Formation Guidelines ( updated Dec 2017)

Code Of Practice’s & Guideline’s

GROUP-SCOPE Guideline

Designated Business Group – Scope Guidelines  (updated Dec 2017)

Code Of Practice’s & Guideline’s

IDENTITY VERIFICATION Guideline

Amended Identity Verification Code Of Practice 2013

Explanatory Notes

IDENTITY VERIFICATION Notes

Identity Verification Code Of Practice – Explanatory Note (updated Dec 2017)

Code Of Practice’s & Guideline’s

WIRE TRANSFER guidelines

Aml/Cft Wire Transfer Guidelines

Code Of Practice’s & Guideline’s

AML / CFT TERRITORIAL Scope

Territorial Scope Of Aml/Cft Act 2009

Code Of Practice’s & Guideline’s

BUSINESS Guideline

Interpreting Ordinary Course Of Business Guideline (updated Dec 2017)

Code Of Practice’s & Guideline’s

RISK Assessment

National Risk Assessment 2018

Code Of Practice’s & Guideline’s

REPORTING Guideline

Suspicious Activity Reporting Guideline

Code Of Practice’s & Guideline’s

RISK ASSESSMENT Guideline

Risk Assessment Guideline

Code Of Practice’s & Guideline’s

ANNUAL REPORT Guideline

Annual Aml/Cft Report – User Guide

Code Of Practice’s & Guideline’s

DGD Guideline

DGD Formation Guideline 2020

Code Of Practice’s & Guideline’s

FIU Guideline

FIU – National Risk Assessment 2019

Code Of Practice’s & Guideline’s  (Covid Alert)

SUPERVISOR Guidance

AML/CFT Supervisor Guidance – COVID19 Alert

Code Of Practice’s & Guideline’s (Update)

POLICE Updates (NZ)

NZ Police Update following the ChristChurch Terrorist Attack

Code Of Practice’s & Guideline’s

AUDIT Guideline

Aml/Cft Audit Guideline For Risk Assessment And Aml/Cft Programme

Code Of Practice’s & Guideline’s (Update)

EXPIRY Regulation’s

Aml/Cft Expiry Regulations Update

Code Of Practice’s & Guideline’s

AUDIT Obligation’s

Aml/Cft Independent Audit Obligations

Code Of Practice’s & Guideline’s

IDENTITY Verification

Amended Identity Verification Code Of Practice 2013 (July 2021)

Code Of Practice’s & Guideline’s

CDD Requirements

Outsourcing Your CDD Requirements

Code Of Practice’s & Guideline’s

AML / CFT Act

Changes to Aml/Cft Act Regulations 2023

Code Of Practice’s & Guideline’s

WIRE TRANSFER Requirements

Wire Transfer Requirements For Designated Non-Financial Businesses Or Professions

Customer Due Dilligence & Fact sheet’s…

FACT SHEET’S

CDD

Acting On Behalf Of A Customer

FACT SHEET’S

CDD

CDD – Clubs And Societies

FACT SHEET’S

CDD

CDD – Companies

FACT SHEET’S

CDD

CDD – Co-Operatives

FACT SHEET’S

CDD

CDD – Sole Trader’s & Partnership’s

FACT SHEET’S

CDD

CDD – Trust’s

FACT SHEET’S

CDD

Clarification On Trusts As A Customer

FACT SHEET’S

CDD

Guidance On Expired Passport’s

FACT SHEET’S

CDD

Birth Certificate’s With Redacted Information

Financial Market Authority Specific Guidence…

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Financial Markets Authority Sector Risk Assessment 2017

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Aml/Cft Monitorng Reporting (December 2016)

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Aml/Cft Annual Report – How To Guide For Small Financial Advisor Businesses

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Class Exemtion’s For Managing Intermediaries (July 2015)

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Class Exemption For Managing Intermediaries (October 2018)

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

User Guide – Annual Aml/Cft Report

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Aml/Cft Monitoring Report (December 2016)

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Getting The Best Outcome From Your Aml/Cft Audit

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Open Letter To Managers Of Collective Investment Schemes (CIS)

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Guide For Small Financial Adviser Businesses

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Aml/Cft Annual Review (February 2016 )

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Aml/Cft Monitoring Report (April 2019)

FINANCIAL MARKETS AUTHORITY GUIDANCE

FMA Guidance

Statement On The KIWI Access Card

Reserve Bank Of NewZealand Specific Guidance…

RESERVE BANK OF NEW ZEALAND GUIDANCE

RBNZ Guidance

Reserve Bank Of New Zealand Sector Risk Assessment 2017

RESERVE BANK OF NEW ZEALAND GUIDANCE

RBNZ Guidance

Reserve Bank Of New Zealand Aml/Cft Annual Report 2017

RESERVE BANK OF NEW ZEALAND GUIDANCE

RBNZ Guidance

Further Guidance Is Available Via Reserve Bank Of New Zealnd Website

RESERVE BANK OF NEW ZEALAND GUIDANCE

RBNZ Guidance

Guidance On Expired Passport’s

Department of Internal Affair’s Specific Guidance..

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Accountants Guideline’s

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Department Of Internal Affairs Sector Risk Assessment Phase 1

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

User Guide – Annual Aml/Cft Report By DNFBP

DEPT OF INTERNAL  AFFAIRS GUIDANCE

DIA Guidance

Lawyers And Conveyancers Guidelines

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Department Of Internal Affairs Sector Risk Assessment Phase 2

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Designated NonFinancial Businesses And Professions (DNFBPs) And Casinos Sector Risk Assessment (December 2019)

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Risk Assessment & Programme Prompts & Notes For DIA Reporting Entities

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Real Estate Agents Guidelines – Complying With Aml/Cft Act 2009

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Registered Office Accountants Fact Sheet

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Bookkeepers Explanatory Notes

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

2018 Phase 1 Sector Risk Assessment

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Explanatory Note On Tax Transfers

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

High Value Dealers Aml/Cft Fact Sheet (March 2019)

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Virtual Asset Service Providers (April 2019)

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

DIA Regulatory Findings Report (2018 – 2019)

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Customer Due Dilligence Webinar – DIA

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Financial Institutions Sector Risk Assessment (December 2019)

DEPT OF INTERNAL AFFAIRS GUIDANCE

DIA Guidance

Sight Unseen Property Purchases  – Aml/Cft Risk Update